Internal Audit Manager - Capital Markets
BH-11920
Posted: 29/11/2024
- $150,000-$200,000 per annum
- New York, United States
- Permanent
Apollo Solutions is seeking an VP Audit Manager to join our client, a Tier 1 Corporate & Investment Bank. This role is responsible for leading audits across multiple areas within the Front Office.
Responsibilities:
Requirements:
Responsibilities:
- Act as lead auditor for audits on areas within the Front Office such as Equity Capital Markets, Debit Capital Markets, Sales & Trading (Equities, Fixed Income, Commodities, Currencies and E-Trading).
- Develops and implements audit strategies to ensure the application of risk-based auditing, including defining audit scope, creating audit programs, and drafting high-quality audit reports using automation and innovative techniques in a timely manner.
- Supports the validation of audit and regulatory issues and assists in the preparation for regulatory exams, including developing presentation materials and providing prompt responses to inquiries.
- Leverages data and analytical tools during audit planning, fieldwork, and reporting phases.
Requirements:
- At least 6 years of audit experience in front office risk management, relevant banking regulations, local standards, and internal policies.
- Prior experience leading audits within Investment Banking.
- Bachelor’s or Master’s degree in Business, Economics, Finance, or a related quantitative field, or an MBA.
- Chartered Financial Analyst (CFA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA), or relevant securities licenses are preferred.
- Intermediate proficiency in analytical and automation tools such as SQL, Alteryx, Advanced Excel, and Access.
Morgan Lodge
Consultant